The Investment Process
Understanding your investment goals and how DVG Capital can work for you
During our meeting, I'll take the time to get to know you better and understand your investment goals. This will enable me to assess whether we have any investment opportunities that align with your objectives. Additionally, I'll provide you with the Axcess Capital Relationship Disclosure document for your records.
Following our discussion, we'll proceed with completing the Know Your Client (KYC) form. This form gathers information about your personal background and financial history. The KYC helps us determine your investor status, as there are three distinct categories designed to safeguard investors. Most importantly, your investor status will dictate the amount you're eligible to invest in the Exempt Market within a given year.
Once the KYC is finalized, I will complete a suitability assessment for trade suitability. We will then move onto the Subscription Agreement for the investment. Here, we'll input your details and the desired investment amount. you’ll receive an approval confirmation from myself/Axcess Capital.
Upon completion of the Subscription Agreement, the next step is to fund the investment. Depending on the size of the investment, you can make payments via e-transfer or wire transfer. Additionally, certain investments may qualify for registered accounts such as TFSA and RRSP through Olympia Trust. If you opt for a registered account, the purchase can be facilitated through the Olympia Trust online portal.
After confirming your investment, you'll receive an approval confirmation from me. Subsequently, the company in which you've invested will reach out to provide you with further details about the company and your investment. This ensures that you're fully informed and engaged throughout the investment process.
